Your new company

The Head of Regulatory Compliance will be responsible for leading the compliance function. This role involves ensuring that all banking operations adhere to relevant regulatory requirements and internal policies. The ideal candidate will provide strategic compliance advice, manage regulatory relationships, and develop and implement effective compliance programs.

Your new role

1. Leadership and Management:
   • Lead and manage the compliance team, fostering a culture of compliance and ethical behavior.
   • Develop, implement, and maintain compliance policies and procedures to ensure the bank's operations comply with all relevant laws and regulations.
   • Provide training, guidance, and support to compliance staff to ensure high performance and professional growth.
2. Regulatory Compliance:
   • Monitor and interpret regulatory changes, ensuring the bank's compliance programs are updated accordingly.
   • Conduct regular compliance risk assessments and develop strategies to mitigate identified risks.
   • Oversee the preparation and submission of regulatory reports and filings.
3. Advisory and Support:
   • Provide strategic compliance advice to senior management and business units on regulatory matters.
   • Support the development of new products and services by ensuring compliance with regulatory requirements.
   • Act as the primary point of contact for regulatory authorities and manage regulatory inspections and audits.
4. Compliance Monitoring and Reporting:
   • Develop and implement a robust compliance monitoring program to ensure ongoing adherence to regulatory requirements.
   • Prepare and present compliance reports to senior management and the board of directors.
   • Investigate and resolve compliance issues and breaches, and implement corrective actions.

What you'll need to succeed

• Bachelor's degree in Finance, Law, Business Administration, or a related field. A Master's degree or professional certification (e.g., CAMS, CFA) is preferred.
• Minimum of 10 years of experience in regulatory compliance within the banking or financial services industry.
• Strong knowledge of local and international banking regulations and compliance best practices.
• Proven leadership and management skills, with the ability to lead and motivate a team.
• Excellent analytical, communication, and interpersonal skills.
• Ability to work effectively with senior management and regulatory authorities.

What you need to do now

Interested candidates should submit their resume aoutlining their qualifications and experience to Rowina Lo a owina.lo@hays.com.hk or call
+852 2230 7431.